Australian Financial Services
If your business is planning to start a business offering financial services, or planning to expand your business into additional areas, the Australian Securities and Investment Commission requires you to obtain a up-to-date Financial Services Licence as stipulated under the Corporations Act 2001 (Cth). This application or modification process can be daunting and complex. At Wangs & Associates Solicitors, we can assist your business in applying for a new, or modifying your existing Financial Services Licence.
Although ASIC has provided applicants with information pertaining to the application process, most businesses find it difficult to understand the process or find the time to apply it personally. At Wangs & Associates Solicitors, our experts in Financial Service Licencing and Compliance can assist you in obtaining the result your business requires. We strive at providing efficient, cost effective service and concise legal advice to all our clients. We will guide you through the application and compliance process, and advice you on all relevant sections of the Corporations Act 2001 (Cth) and Corporations Regulations 2001 (Cth).
